SFC Licences of LEUNG Ching 梁青
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 | RE | 9 | 25 July 2011 | 29 September 2012 |
China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 | RE | 4 | 31 March 2011 | 29 September 2012 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 31 March 2011 | 29 September 2012 |
Daiwa Securities SMBC Futures (Asia) Limited 大和証券盛民博昌期貨(亞洲)有限公司 | RE | 2 | 18 July 2006 | 17 October 2006 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 18 July 2006 | 17 October 2006 |
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 | RE | 2 | 25 October 2004 | 31 May 2006 |
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 25 October 2004 | 31 May 2006 |
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 25 October 2004 | 31 May 2006 |
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 | RE | 3 | 25 October 2004 | 31 May 2006 |