SFC Licences of YEE Lok Fun, Peter 余恪訓
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 03 October 2017 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 12 September 2014 | 02 October 2017 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 12 September 2014 | 02 October 2017 |
| KGI Asset Management Limited 凱基資產管理有限公司 | RE | 4 | 07 August 2013 | 04 September 2014 |
| KGI Asset Management Limited 凱基資產管理有限公司 | RE | 1 | 07 August 2013 | 04 September 2014 |
| T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 | RE | 4 | 05 February 2009 | 17 October 2013 |
| Centaline Wealth Management Limited 中原資產管理有限公司 | RE | 9 | 25 July 2008 | 06 January 2009 |
| Centaline Wealth Management Limited 中原資產管理有限公司 | RE | 4 | 20 December 2006 | 06 January 2009 |
| T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 | RE | 4 | 16 December 2004 | 04 December 2006 |