SFC Licences of CHANG Ching-Kun 張靖坤

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Broadshine Asset Management Limited 擘詳資產管理有限公司 RO 9 03 August 2022
Broadshine Asset Management Limited 擘詳資產管理有限公司 RO 4 03 August 2022
Broadshine Asset Management Limited 擘詳資產管理有限公司 RE 9 02 August 2022 03 August 2022
Broadshine Asset Management Limited 擘詳資產管理有限公司 RE 4 02 August 2022 03 August 2022
Broadshine Asset Management Limited 擘詳資產管理有限公司 RE 9 03 December 2019 31 March 2020
Broadshine Asset Management Limited 擘詳資產管理有限公司 RE 4 03 December 2019 31 March 2020
Broadshine Asset Management Limited 擘詳資產管理有限公司 RO 9 19 January 2018 03 December 2019
Broadshine Asset Management Limited 擘詳資產管理有限公司 RO 4 19 January 2018 03 December 2019
Broadshine Asset Management Limited 擘詳資產管理有限公司 RE 9 12 October 2017 19 January 2018
Broadshine Asset Management Limited 擘詳資產管理有限公司 RE 4 12 October 2017 19 January 2018
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RO 4 07 July 2015 03 December 2015
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 4 11 February 2015 07 July 2015
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 4 15 October 2010 01 September 2012
Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司 RE 4 15 October 2010 30 January 2012
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 4 26 August 2009 23 July 2010
Merrill Lynch (Asia Pacific) Limited RE 1 04 November 2004 31 March 2009
Merrill Lynch (Asia Pacific) Limited RE 4 04 November 2004 22 April 2005