SFC Licences of NG Chi Cheng 吳志清
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 15 April 2018 |
| KGI Asset Management Limited 凱基資產管理有限公司 | RE | 9 | 06 February 2017 | 15 April 2018 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 06 February 2017 | 15 April 2018 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 | RE | 1 | 06 February 2017 | 02 October 2017 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 02 December 2016 | 02 October 2017 |