SFC Licences of NG Chi Cheng 吳志清

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 03 October 2017 15 April 2018
KGI Asset Management Limited 凱基資產管理有限公司 RE 9 06 February 2017 15 April 2018
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 06 February 2017 15 April 2018
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 RE 1 06 February 2017 02 October 2017
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 02 December 2016 02 October 2017