SFC Licences of WONG Mang Nam 王萌南

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Lu International (Hong Kong) Limited 陸國際(香港)有限公司 RO 1 14 May 2020
Lu International (Hong Kong) Limited 陸國際(香港)有限公司 RO 9 14 February 2018
Lu International (Hong Kong) Limited 陸國際(香港)有限公司 RO 4 14 February 2018
Soochow Securities International Asset Management Limited 東吳證券國際資產管理有限公司 RO 9 25 March 2015 16 August 2017
Soochow Securities International Asset Management Limited 東吳證券國際資產管理有限公司 RO 4 25 March 2015 16 August 2017
State Fortune Capital Management Limited 中國國銀資本管理有限公司 RO 9 30 March 2012 13 February 2015
State Fortune Capital Management Limited 中國國銀資本管理有限公司 RO 4 30 March 2012 13 February 2015
HTC Securities Company Limited RO 4 27 July 2011 19 March 2012
ICBC International Fund Management Limited 工銀國際基金管理有限公司 RO 1 24 January 2011 08 April 2011
ICBC International Fund Management Limited 工銀國際基金管理有限公司 RO 9 22 June 2010 08 April 2011
ICBC International Fund Management Limited 工銀國際基金管理有限公司 RO 4 22 June 2010 08 April 2011
ICBC International Fund Management Limited 工銀國際基金管理有限公司 RE 9 24 February 2010 22 June 2010
ICBC International Fund Management Limited 工銀國際基金管理有限公司 RE 4 24 February 2010 22 June 2010
ICBC International Securities Limited 工銀國際證券有限公司 RE 1 15 May 2009 16 January 2010
China Everbright Assets Management Limited 中國光大資產管理有限公司 RE 9 09 November 2004 05 May 2009
China Everbright Assets Management Limited 中國光大資產管理有限公司 RE 4 09 November 2004 05 May 2009
SeaBright Asset Management Limited 光大海基資產管理有限公司 RE 9 09 November 2004 12 January 2007
SeaBright Asset Management Limited 光大海基資產管理有限公司 RE 4 09 November 2004 12 January 2007