SFC Licences of Ho Man Yiu, Arion 何汶叡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 21 March 2011 | 07 June 2012 |
| Nomura Securities (Hong Kong) Limited | RE | 1 | 08 December 2008 | 24 October 2009 |
| Nomura Futures (Hong Kong) Limited | RE | 2 | 08 December 2008 | 24 October 2009 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 10 October 2008 | 24 October 2009 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 10 October 2008 | 24 October 2009 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 2 | 29 May 2008 | 29 September 2008 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 29 May 2008 | 29 September 2008 |