SFC Licences of WONG Kai Chung, Arthur 王啟聰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Leading Securities Company Limited 立鼎證券有限公司 | RE | 9 | 25 February 2014 | 28 February 2014 |
| Leading Securities Company Limited 立鼎證券有限公司 | RO | 4 | 21 February 2013 | 28 February 2014 |
| Leading Securities Company Limited 立鼎證券有限公司 | RO | 1 | 21 February 2013 | 28 February 2014 |
| Quest Stockbrokers (HK) Limited 華輝證券有限公司 | RO | 1 | 16 December 2011 | 01 August 2012 |
| Chong Hing Securities Limited 創興證券有限公司 | RE | 1 | 12 January 2005 | 14 November 2009 |