SFC Licences of ZHANG Haiyun 章海云
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 4 | 21 May 2008 | 02 April 2011 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 23 August 2007 | 12 March 2008 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 23 August 2007 | 12 March 2008 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 4 | 19 November 2004 | 20 May 2006 |