SFC Licences of TAM Yau Yee 譚祐怡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Everbright Assets Management Limited 中國光大資產管理有限公司 | RE | 9 | 18 January 2012 | 15 January 2020 |
Double Haven Capital (Hong Kong) Limited | RE | 9 | 01 March 2011 | 20 December 2011 |
Pyrmont Wealth Management Limited 本盟財富管理有限公司 | RO | 9 | 19 June 2010 | 23 February 2011 |
Pacific Sun Advisors Limited 太平陽投資顧問(香港)有限公司 | RO | 9 | 17 November 2006 | 01 June 2009 |
Pacific Sun Advisors Limited 太平陽投資顧問(香港)有限公司 | RO | 4 | 17 November 2006 | 01 June 2009 |
BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司 | RE | 9 | 31 December 2004 | 16 June 2005 |
BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司 | RE | 5 | 31 December 2004 | 16 June 2005 |
BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司 | RE | 4 | 31 December 2004 | 16 June 2005 |
BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司 | RE | 1 | 31 December 2004 | 16 June 2005 |