SFC Licences of LIAO Ya Tzu 廖雅姿
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 | RE | 1 | 15 October 2010 | 21 October 2011 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 | RE | 4 | 10 December 2004 | 09 December 2008 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 | RE | 1 | 10 December 2004 | 09 December 2008 |