SFC Licences of NG Ka Yee Johnson 吳家兒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 13 March 2015 | |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 1 | 13 March 2015 | |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 13 March 2015 | |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 13 March 2015 | |
| S&P Global Ratings Hong Kong Limited | RE | 10 | 28 December 2011 | 15 August 2014 |