SFC Licences of ROSENBERG Zachry David
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 | RO | 6 | 07 April 2014 | 05 September 2016 |
| Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 | RO | 4 | 12 September 2012 | 05 September 2016 |
| Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 | RO | 1 | 12 September 2012 | 05 September 2016 |
| Keefe, Bruyette & Woods Asia Limited | RO | 6 | 03 March 2010 | 26 July 2012 |
| Keefe, Bruyette & Woods Asia Limited | RO | 1 | 03 March 2010 | 26 July 2012 |
| Fox-Pitt, Kelton (Asia) Limited | RO | 6 | 23 March 2005 | 16 October 2009 |
| Fox-Pitt, Kelton (Asia) Limited | RO | 4 | 23 March 2005 | 16 October 2009 |
| Fox-Pitt, Kelton (Asia) Limited | RO | 1 | 23 March 2005 | 16 October 2009 |