SFC Licenceholders of Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司
- rleung@cgf.com
- Website
- www.canaccordgenuity.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ALDER Campbell Robert | RE | 1 | 15 August 2014 | 28 August 2015 |
| ANG Qiu Wen, Jolin | RE | 4 | 22 September 2014 | 07 August 2015 |
| ANG Qiu Wen, Jolin | RE | 1 | 22 September 2014 | 07 August 2015 |
| ANG Qiu Wen, Jolin | RE | 6 | 22 September 2014 | 07 August 2015 |
| BARLOW David Samuel | RO | 4 | 27 March 2012 | |
| BARLOW David Samuel | RO | 1 | 27 March 2012 | |
| BAUR Darin Daniel | RO | 6 | 07 April 2014 | 15 May 2015 |
| BAUR Darin Daniel | RE | 1 | 27 May 2013 | 20 November 2013 |
| BAUR Darin Daniel | RE | 4 | 27 May 2013 | 20 November 2013 |
| BAUR Darin Daniel | RO | 1 | 20 November 2013 | 15 May 2015 |
| BAUR Darin Daniel | RO | 4 | 20 November 2013 | 15 May 2015 |
| BELL Cameron Gordon | RE | 4 | 21 November 2013 | 31 December 2015 |
| CHEN Shuqi 陳姝祺 | RE | 1 | 04 January 2016 | 24 March 2017 |
| CHEN Shuqi 陳姝祺 | RE | 4 | 04 January 2016 | 24 March 2017 |
| CHEN Shuqi 陳姝祺 | RE | 6 | 04 January 2016 | 02 November 2016 |
| CLEMENTS Robert Scott | RE | 4 | 17 July 2019 | 31 August 2020 |
| CLEMENTS Robert Scott | RE | 1 | 17 July 2019 | 31 August 2020 |
| FREEMAN Marcus Geoffrey | RO | 4 | 04 May 2011 | |
| FREEMAN Marcus Geoffrey | RO | 1 | 04 May 2011 | |
| GUNNERSEN Thomas Peter | RO | 1 | 30 May 2014 | 30 June 2019 |
| GUNNERSEN Thomas Peter | RO | 4 | 30 May 2014 | 30 June 2019 |
| GUNNERSEN Thomas Peter | RE | 4 | 11 May 2011 | 30 May 2014 |
| GUNNERSEN Thomas Peter | RE | 1 | 11 May 2011 | 30 May 2014 |
| HOAD Benjamin Isaac | RO | 4 | 21 June 2019 | |
| HOAD Benjamin Isaac | RO | 1 | 21 June 2019 | |
| HOAD Benjamin Isaac | RE | 4 | 13 June 2019 | 21 June 2019 |
| HOAD Benjamin Isaac | RE | 1 | 13 June 2019 | 21 June 2019 |
| LEADER Rory Colledge | RO | 4 | 04 May 2011 | 13 September 2012 |
| LEADER Rory Colledge | RO | 1 | 04 May 2011 | 13 September 2012 |
| LEUNG Bik San 梁碧珊 | RO | 4 | 03 February 2021 | |
| LEUNG Bik San 梁碧珊 | RO | 1 | 03 February 2021 | |
| LI Xuan 李璇 | RE | 4 | 10 February 2014 | 03 July 2014 |
| LI Xuan 李璇 | RE | 6 | 30 April 2014 | 03 July 2014 |
| LI Xuan 李璇 | RE | 1 | 10 February 2014 | 03 July 2014 |
| O'MALLEY Peter Joseph | RE | 1 | 22 May 2013 | 27 November 2013 |
| O'MALLEY Peter Joseph | RE | 4 | 22 May 2013 | 27 November 2013 |
| O'MALLEY Peter Joseph | RO | 1 | 27 November 2013 | 20 February 2014 |
| O'MALLEY Peter Joseph | RO | 4 | 27 November 2013 | 20 February 2014 |
| PANIKKAR Kesava Rajat 斑徭畯 | RO | 4 | 25 June 2014 | 05 September 2016 |
| PANIKKAR Kesava Rajat 斑徭畯 | RO | 6 | 25 June 2014 | 05 September 2016 |
| PANIKKAR Kesava Rajat 斑徭畯 | RE | 1 | 16 May 2013 | 25 June 2014 |
| PANIKKAR Kesava Rajat 斑徭畯 | RE | 4 | 16 May 2013 | 25 June 2014 |
| PANIKKAR Kesava Rajat 斑徭畯 | RO | 1 | 25 June 2014 | 05 September 2016 |
| PHUA Jia Ning 潘家寧 | RE | 1 | 15 May 2013 | 09 January 2015 |
| PHUA Jia Ning 潘家寧 | RE | 4 | 15 May 2013 | 09 January 2015 |
| PHUA Jia Ning 潘家寧 | RE | 6 | 30 April 2014 | 09 January 2015 |
| RACCAH Saul George | RE | 4 | 21 November 2013 | 10 February 2014 |
| RACCAH Saul George | RE | 1 | 21 November 2013 | 10 February 2014 |
| RADONS Todd Dustin | RE | 1 | 15 May 2013 | 31 August 2016 |
| RADONS Todd Dustin | RE | 4 | 15 May 2013 | 31 August 2016 |
| RADONS Todd Dustin | RE | 6 | 30 April 2014 | 31 August 2016 |
| ROSENBERG Zachry David | RO | 1 | 12 September 2012 | 05 September 2016 |
| ROSENBERG Zachry David | RO | 6 | 07 April 2014 | 05 September 2016 |
| ROSENBERG Zachry David | RO | 4 | 12 September 2012 | 05 September 2016 |
| RYAN Genevieve Alice | RE | 1 | 13 February 2017 | 29 March 2018 |
| SIEW Chen Yei 蕭勁毅 | RE | 6 | 30 April 2014 | 31 October 2015 |
| SIEW Chen Yei 蕭勁毅 | RE | 4 | 15 May 2013 | 31 October 2015 |
| SIEW Chen Yei 蕭勁毅 | RE | 1 | 15 May 2013 | 31 October 2015 |
| STEWART Kyle William | RO | 4 | 17 July 2012 | 21 September 2012 |
| STEWART Kyle William | RO | 1 | 17 July 2012 | 21 September 2012 |
| WANG Guohuan 王國歡 | RE | 4 | 15 May 2013 | 20 November 2013 |
| WANG Guohuan 王國歡 | RE | 1 | 15 May 2013 | 20 November 2013 |
| WEGENER Michael Stefan | RO | 6 | 12 June 2014 | 08 April 2015 |
| WEGENER Michael Stefan | RO | 4 | 12 June 2014 | 08 April 2015 |
| WEGENER Michael Stefan | RE | 4 | 15 May 2013 | 12 June 2014 |
| WEGENER Michael Stefan | RE | 1 | 15 May 2013 | 12 June 2014 |
| WEGENER Michael Stefan | RO | 1 | 12 June 2014 | 08 April 2015 |
| WU Lei 吳鐳 | RE | 6 | 30 April 2014 | 29 August 2014 |
| WU Lei 吳鐳 | RE | 4 | 15 May 2013 | 29 August 2014 |
| WU Lei 吳鐳 | RE | 1 | 15 May 2013 | 29 August 2014 |
| YANG Jianying 楊健穎 | RE | 4 | 15 May 2013 | 19 January 2014 |
| YANG Jianying 楊健穎 | RE | 1 | 15 May 2013 | 19 January 2014 |
| ZHANG James Xiaohan | RE | 6 | 30 April 2014 | 09 September 2015 |
| ZHANG James Xiaohan | RE | 1 | 02 January 2014 | 09 September 2015 |
| ZHANG James Xiaohan | RE | 4 | 02 January 2014 | 09 September 2015 |