SFC Licences of CHAN Chi Kin 陳志堅

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司	RO	2	19 September 2019
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司	RE	2	19 May 2016	19 September 2019
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司	RE	1	19 May 2016
Goldstream Capital Management Limited 金涌資本管理有限公司	RE	9	27 January 2016	02 May 2016
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司	RE	2	16 November 2011	08 January 2016
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司	RE	1	16 November 2011	08 January 2016
Morgan Stanley Hong Kong Securities Limited	RE	2	06 December 2010	29 July 2011
Morgan Stanley Hong Kong Securities Limited	RE	1	20 September 2010	29 July 2011
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	7	20 September 2010	29 July 2011
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	1	20 September 2010	29 July 2011
Morgan Stanley Hong Kong Futures Limited	RE	7	20 September 2010	06 December 2010
Morgan Stanley Hong Kong Futures Limited	RE	2	20 September 2010	06 December 2010
AD Capital Management (Hong Kong) Limited 豐盛資產管理(香港)有限公司	RE	5	27 September 2006	17 September 2010
AD Capital Management (Hong Kong) Limited 豐盛資產管理(香港)有限公司	RE	4	17 March 2005	17 September 2010