SFC Licences of LAI Fung Sin, Miranda 黎鳳仙

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 23 March 2007 04 June 2008
Merrill Lynch (Asia Pacific) Limited RE 1 16 March 2006 28 February 2007
Merrill Lynch (Asia Pacific) Limited RE 4 13 March 2006 16 March 2006
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 4 22 September 2005 02 March 2006
CLSA Research Limited 里昂證券投資研究有限公司 RE 4 02 March 2005 21 September 2005