SFC Licences of LAI Fung Sin, Miranda 黎鳳仙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 23 March 2007 | 04 June 2008 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 16 March 2006 | 28 February 2007 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 13 March 2006 | 16 March 2006 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 22 September 2005 | 02 March 2006 |
CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 02 March 2005 | 21 September 2005 |