SFC Licences of Mang Sheung Ling 孟常凌
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 03 October 2017 | |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 15 January 2013 | 02 October 2017 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 5 | 15 January 2013 | |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 19 May 2009 | |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 December 2008 | 02 October 2017 |
Head & Shoulders Securities Limited 聯合證券有限公司 | RE | 1 | 19 November 2008 | 25 November 2008 |