SFC Licences of CHAN Tsz Yan, Timmy 陳子欣

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 RO 4 10 January 2019
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 RO 1 10 January 2019
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 RE 1 28 March 2008 10 January 2019
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 RE 4 12 October 2007 10 January 2019
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 RE 3 25 September 2007 28 September 2007
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 RE 4 28 August 2007 28 September 2007
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 RE 1 30 July 2007 28 September 2007
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 23 May 2007 14 June 2007
SG Asset Management (Hong Kong) Limited 法國興業資產管理(香港)有限公司 RE 9 04 January 2007 31 March 2007
SG Asset Management (Hong Kong) Limited 法國興業資產管理(香港)有限公司 RE 4 04 January 2007 31 March 2007
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 RE 1 26 January 2005 30 December 2006
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 RE 9 26 January 2005 30 December 2006
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 RE 4 26 January 2005 30 December 2006