SFC Licences of LIAO Ming 廖明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 6 | 06 March 2014 | 11 December 2014 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 30 May 2011 | 22 October 2012 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 30 May 2011 | 22 October 2012 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 29 August 2006 | 02 September 2008 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 29 August 2006 | 02 September 2008 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 | RE | 6 | 03 February 2005 | 17 March 2006 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 | RE | 4 | 03 February 2005 | 17 March 2006 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 | RE | 1 | 03 February 2005 | 17 March 2006 |