SFC Licences of CHAN Chieh-mi
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 23 April 2009 | 01 July 2009 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 5 | 02 April 2009 | 01 July 2009 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 4 | 02 April 2009 | 01 July 2009 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 02 April 2009 | 01 July 2009 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RO | 2 | 22 November 2005 | 23 April 2009 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RO | 5 | 22 November 2005 | 02 April 2009 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RO | 4 | 22 November 2005 | 02 April 2009 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RO | 1 | 22 November 2005 | 02 April 2009 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 18 May 2005 | 22 November 2005 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 09 March 2005 | 22 November 2005 |