SFC Licences of LIU Richard
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 | RE | 3 | 24 March 2006 | 31 January 2008 |
| Rakuten Securities Hong Kong Limited 樂天證券香港有限公司 | RE | 3 | 10 March 2005 | 25 January 2006 |