SFC Licences of KWOK Sigismund Sung Chi 郭頌基
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 6 | 08 November 2011 | 09 November 2013 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 1 | 08 November 2011 | 09 November 2013 |
| Lazard Asia (Hong Kong) Limited | RE | 1 | 15 May 2007 | 15 September 2011 |
| Lazard Asia (Hong Kong) Limited | RE | 6 | 10 August 2006 | 15 September 2011 |
| Lazard Asia (Hong Kong) Limited | RE | 4 | 10 August 2006 | 15 September 2011 |
| Merrill Lynch Far East Limited | RE | 6 | 11 March 2005 | 01 August 2006 |
| Merrill Lynch Far East Limited | RE | 4 | 11 March 2005 | 01 August 2006 |
| Merrill Lynch Far East Limited | RE | 1 | 11 March 2005 | 01 August 2006 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 11 March 2005 | 01 August 2006 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 11 March 2005 | 01 August 2006 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 11 March 2005 | 01 August 2006 |