SFC Licences of TANG Him, John 鄧謙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Luk Fook Asset Management (HK) Limited 六福資產管理(香港)有限公司 | RE | 9 | 06 January 2017 | 27 April 2018 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 | RE | 9 | 19 August 2015 | 27 April 2018 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 | RE | 4 | 19 August 2015 | 27 April 2018 |
| Luk Fook Futures (HK) Limited 六福期貨(香港)有限公司 | RE | 2 | 14 July 2015 | 27 April 2018 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 | RE | 1 | 14 July 2015 | 27 April 2018 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 16 April 2014 | 07 July 2015 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 16 April 2014 | 07 July 2015 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 4 | 01 September 2010 | 30 June 2011 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 01 June 2005 | 07 July 2005 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 14 March 2005 | 07 July 2005 |