SFC Licences of ZHAO Wei 趙偉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 09 March 2015 | 12 November 2015 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 15 March 2006 | 01 October 2014 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 4 | 15 March 2006 | 01 October 2014 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 15 March 2006 | 01 October 2014 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 | RE | 1 | 11 March 2005 | 03 October 2005 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 | RE | 4 | 11 March 2005 | 03 October 2005 |