SFC Licences of IP Heung Wing, Barry 葉向榮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Kaiser Futures Limited 嘉信期貨有限公司 | RO | 2 | 29 June 2018 | 26 February 2019 |
Kaiser Securities Limited 嘉信証券有限公司 | RE | 1 | 04 April 2018 | 26 February 2019 |
Kaiser Futures Limited 嘉信期貨有限公司 | RE | 2 | 04 April 2018 | 29 June 2018 |
ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 21 February 2017 | 23 March 2018 |
ICBC International Futures Limited 工銀國際期貨有限公司 | RE | 2 | 08 May 2015 | 23 March 2018 |
Marex Hong Kong Limited | RE | 2 | 14 June 2011 | 17 February 2012 |
Newedge Broker Hong Kong Limited 新際經紀香港有限公司 | RE | 2 | 13 October 2008 | 07 June 2011 |
SG Asset Finance (Hong Kong) Limited | RE | 2 | 13 October 2008 | 07 June 2011 |
SG Asset Finance (Hong Kong) Limited | RE | 1 | 13 October 2008 | 07 June 2011 |
Newedge Broker Limited 新際經紀有限公司 | RE | 7 | 18 March 2005 | 31 July 2009 |
Newedge Broker Limited 新際經紀有限公司 | RE | 2 | 18 March 2005 | 31 July 2009 |
Newedge Broker Limited 新際經紀有限公司 | RE | 1 | 18 March 2005 | 31 July 2009 |