SFC Licences of POON Cheuk Fai 潘卓輝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Sorrento Capital Limited 擎天資本有限公司 RO 6 05 July 2019
Sorrento Securities Limited 擎天證券有限公司 RE 1 05 July 2019
LY Capital Limited 絡繹資本有限公司 RO 6 17 January 2019 29 June 2019
LY Capital Limited 絡繹資本有限公司 RE 1 16 January 2019 29 June 2019
LY Capital Limited 絡繹資本有限公司 RE 6 12 November 2018 17 January 2019
Founder Securities (Hong Kong) Capital Company Limited 方正證券(香港)融資有限公司 RO 6 09 October 2018 03 November 2018
Founder Securities (Hong Kong) Capital Company Limited 方正證券(香港)融資有限公司 RE 6 06 July 2018 09 October 2018
Guotai Junan Capital Limited 國泰君安融資有限公司 RE 6 29 October 2014 01 June 2018
Octal Capital Limited 八方金融有限公司 RE 6 12 October 2012 10 October 2014
Octal Capital Limited 八方金融有限公司 RE 1 12 October 2012 10 October 2014
Partners Capital International Limited 博大資本國際有限公司 RE 6 21 January 2011 06 October 2012
Partners Capital International Limited 博大資本國際有限公司 RE 1 21 January 2011 06 October 2012
Asia Investment Management Limited 亞洲資產管理有限公司 RE 9 21 April 2006 24 July 2006
Asia Investment Management Limited 亞洲資產管理有限公司 RE 4 21 April 2006 24 July 2006
Asia Investment Research Limited 亞洲投資研究有限公司 RE 9 17 May 2005 31 October 2005
Asia Investment Research Limited 亞洲投資研究有限公司 RE 4 17 May 2005 31 October 2005