SFC Licences of KHAN Raihan Uzzaman
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 30 March 2011 |
| Morgan Stanley Hong Kong Securities Limited | RE | 1 | 12 January 2010 | 30 March 2011 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 12 January 2010 | 30 March 2011 |
| Morgan Stanley Hong Kong Futures Limited | RE | 7 | 12 January 2010 | 06 December 2010 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 25 January 2006 | 30 March 2011 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 25 January 2006 | 06 December 2010 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 27 May 2005 | 30 December 2005 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 27 May 2005 | 30 December 2005 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 21 March 2005 | 04 April 2005 |