SFC Licences of TSAI Allen Pei-jan
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Indus Capital Advisors (Hong Kong) Limited | RE | 9 | 21 September 2015 | 31 January 2017 |
| Indus Capital Advisors (Hong Kong) Limited | RE | 4 | 21 September 2015 | 31 January 2017 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 9 | 13 April 2005 | 28 March 2007 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 4 | 13 April 2005 | 28 March 2007 |