SFC Licences of FONG Adrian Wai Lap 方韋納
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 27 April 2009 | 18 February 2011 |
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 13 March 2009 | 17 April 2009 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 11 August 2008 | 26 November 2008 |
Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 | RE | 1 | 11 April 2005 | 26 November 2008 |