SFC Licences of CHEN Hui-ming 陳慧明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Substance Capital (HK) Limited 元實資本有限公司 | RE | 1 | 09 January 2018 | 12 April 2018 |
| Substance Capital (HK) Limited 元實資本有限公司 | RO | 9 | 08 August 2017 | 12 April 2018 |
| Substance Capital (HK) Limited 元實資本有限公司 | RO | 4 | 08 August 2017 | 12 April 2018 |
| UBS Securities Asia Limited | RE | 4 | 29 September 2014 | 07 November 2015 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 21 September 2010 | 25 June 2014 |
| Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司 | RE | 4 | 21 September 2010 | 30 January 2012 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 13 April 2005 | 19 April 2005 |