SFC Licences of AU Tak Yin, Christine 區德妍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 02 December 2011 | 27 February 2012 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 23 June 2011 | 27 February 2012 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 4 | 02 June 2005 | 14 April 2007 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 1 | 01 June 2005 | 14 April 2007 |
| FT Securities Limited 富通證券有限公司 | RE | 1 | 13 April 2005 | 20 May 2005 |