SFC Licences of LAU Kit Man 劉潔敏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Fairwin Broking Limited 海富證券有限公司 | RO | 2 | 06 October 2017 | 01 March 2023 |
| Fairwin Broking Limited 海富證券有限公司 | RO | 1 | 09 May 2017 | 01 March 2023 |
| Fairwin Broking Limited 海富證券有限公司 | RE | 1 | 07 March 2017 | 09 May 2017 |
| LT Securities Limited 利通證券有限公司 | RO | 2 | 04 September 2015 | 07 February 2017 |
| LT Securities Limited 利通證券有限公司 | RO | 1 | 04 September 2015 | 07 February 2017 |
| LT Securities Limited 利通證券有限公司 | RE | 2 | 16 July 2015 | 04 September 2015 |
| LT Securities Limited 利通證券有限公司 | RE | 1 | 16 July 2015 | 04 September 2015 |
| Upbest Commodities Company Limited 美建期貨有限公司 | RE | 2 | 15 May 2007 | 01 August 2012 |
| Upbest Securities Company Limited 美建證券有限公司 | RE | 1 | 17 May 2005 | 01 August 2012 |