SFC Licences of WONG Tat Wai 黃達威
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 03 February 2016 | 19 August 2019 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 17 December 2015 | 19 August 2019 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 17 December 2015 | 19 August 2019 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 02 March 2006 | 11 December 2010 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 02 March 2006 | 11 December 2010 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 18 January 2006 | 08 February 2006 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 21 April 2005 | 08 February 2006 |