SFC Licences of YANG Yan 楊仁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ICBC (Asia) Securities Limited 工銀亞洲証券有限公司 | RO | 4 | 24 August 2009 | 18 November 2019 |
| ICBC (Asia) Securities Limited 工銀亞洲証券有限公司 | RO | 1 | 24 August 2009 | 18 November 2019 |
| Industrial and Commercial Bank of China (Asia) Limited 中國工商銀行(亞洲)有限公司 | 4 | 02 July 2009 | ||
| Industrial and Commercial Bank of China (Asia) Limited 中國工商銀行(亞洲)有限公司 | 1 | 02 July 2009 | ||
| AXA China Region Investment Services Limited 安盛投資服務有限公司 | RE | 1 | 11 September 2006 | 01 August 2007 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 | RE | 4 | 10 January 2006 | 01 August 2007 |
| CAIIS Limited | RE | 4 | 06 June 2005 | 25 November 2005 |