SFC Licences of LI Xiaoli 李曉麗
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 4 | 01 June 2009 | 11 April 2012 |
| Cephei Capital Management (Hong Kong) Limited | RE | 9 | 30 July 2007 | 31 December 2008 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 21 April 2005 | 12 April 2007 |