SFC Licences of LI Chi Wai 李志偉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Creekfront Capital Limited	RO	9	05 February 2024
Creekfront Capital Limited	RO	4	05 February 2024
United Zone Investment Limited 聯際投資有限公司	RO	2	29 August 2023	31 December 2023
United Zone Investment Limited 聯際投資有限公司	RO	9	12 November 2021	31 December 2023
United Zone Investment Limited 聯際投資有限公司	RO	4	12 November 2021	31 December 2023
United Zone Investment Limited 聯際投資有限公司	RO	1	12 November 2021	31 December 2023
United Zone Investment Limited 聯際投資有限公司	RO	2	12 November 2021	12 August 2022
United Zone Investment Limited 聯際投資有限公司	RE	9	31 August 2021	12 November 2021
Asia Cornerstone Asset Management Company Limited 亞洲磐海基金有限公司	RO	9	05 July 2019	13 August 2021
Asia Cornerstone Asset Management Company Limited 亞洲磐海基金有限公司	RE	9	11 June 2019	05 July 2019
Five States Capital Resources Limited 五洲資本有限公司	RO	9	03 September 2018	22 April 2019
Five States Capital Resources Limited 五洲資本有限公司	RO	4	21 June 2018	22 April 2019
Five States Capital Resources Limited 五洲資本有限公司	RO	1	05 June 2018	22 April 2019
Five States Capital Resources Limited 五洲資本有限公司	RE	9	04 April 2018	03 September 2018
Five States Capital Resources Limited 五洲資本有限公司	RE	4	04 April 2018	21 June 2018
GEO Securities Limited 智易東方證券有限公司	RO	4	16 October 2017	12 February 2018
GEO Securities Limited 智易東方證券有限公司	RO	1	16 October 2017	12 February 2018
GEO Securities Limited 智易東方證券有限公司	RE	1	20 July 2017	16 October 2017
Minerva Holding Financial Securities Limited 嬴控金融證券有限公司	RE	1	14 August 2015	10 June 2017
Emperor Securities Limited 英皇證券有限公司	RE	1	10 January 2008	24 July 2015
Emperor Futures Limited 英皇期貨有限公司	RE	2	10 January 2008	31 March 2011
Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司	RE	3	27 June 2007	31 March 2011
Cinda International Investment Management Limited 信達國際投資管理有限公司	RE	3	23 April 2005	06 June 2005