SFC Licences of SHUM Kei Yiu, Daniel 沈其耀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Cityline Securities Limited 城利證券有限公司 | RO | 1 | 27 October 2023 | |
| Century City Assets Management (HK) Limited 世紀城市資產管理(香港)有限公司 | RO | 9 | 03 April 2023 | |
| Century City Assets Management (HK) Limited 世紀城市資產管理(香港)有限公司 | RO | 4 | 03 April 2023 | |
| Sunfund Securities Limited 東皓證券有限公司 | RO | 4 | 04 June 2020 | 31 August 2022 |
| Sunfund Securities Limited 東皓證券有限公司 | RO | 1 | 04 June 2020 | 31 August 2022 |
| Sunfund Fund Management Limited 東皓基金管理有限公司 | RO | 9 | 06 March 2020 | 31 August 2022 |
| Fantasia Asset Management Limited 花樣年資產管理有限公司 | RO | 9 | 03 December 2018 | 23 October 2019 |
| China AF Asset Management Limited 中國農信資產管理有限公司 | RO | 9 | 17 August 2017 | 16 November 2018 |
| Polymathy Capital Limited 博今資本有限公司 | RO | 9 | 17 December 2013 | 26 July 2015 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 17 January 2011 | 17 August 2012 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 28 April 2005 | 20 December 2010 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 28 April 2005 | 20 December 2010 |