SFC Licences of LEE Tak Ching 李德貞
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 13 June 2011 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 08 November 2007 | 06 December 2010 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 04 October 2007 | 13 June 2011 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 21 August 2006 | 26 May 2007 |
| HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 28 April 2005 | 04 August 2006 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 28 April 2005 | 04 August 2006 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 28 April 2005 | 04 August 2006 |