SFC Licences of LIU Shih-Chi 劉世祺

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Luk Fook Asset Management (HK) Limited 六福資產管理(香港)有限公司 RO 4 05 June 2020
Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 RO 4 05 December 2019 15 January 2024
Luk Fook Asset Management (HK) Limited 六福資產管理(香港)有限公司 RO 9 05 December 2019
Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 RE 1 20 November 2019 15 January 2024
Luk Fook Asset Management (HK) Limited 六福資產管理(香港)有限公司 RE 9 20 November 2019 05 December 2019
Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 RE 4 20 November 2019 05 December 2019
Golden K2 Securities Limited RE 1 03 July 2018 31 October 2019
Maxcess Capital Limited 至成資本有限公司 RO 9 09 March 2017 31 October 2019
Maxcess Capital Limited 至成資本有限公司 RO 4 09 March 2017 31 October 2019
Maxcess Capital Limited 至成資本有限公司 RE 9 16 February 2017 09 March 2017
Maxcess Capital Limited 至成資本有限公司 RE 4 16 February 2017 09 March 2017
BOA Global Asset Management Limited 亞銀環球資產管理有限公司 RO 9 13 July 2016 31 January 2017
BOA Global Asset Management Limited 亞銀環球資產管理有限公司 RO 4 13 July 2016 31 January 2017
Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 RE 9 02 May 2014 03 July 2015
Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 RE 4 02 May 2014 03 July 2015
Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 RE 1 19 August 2010 18 February 2011
KGI Wealth Management Limited 凱基財富管理有限公司 RE 1 19 June 2008 19 June 2010
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 1 04 October 2007 19 March 2008
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 1 28 April 2005 04 October 2007