SFC Licenceholders of Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司
- compliance@cjsc.com.hk
- Website
- www.cjsc.com.hk
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CHAK Wai Wing 翟偉榮 | RO | 9 | 16 December 2011 | 09 April 2014 |
| CHAK Wai Wing 翟偉榮 | RO | 4 | 16 December 2011 | 09 April 2014 |
| CHAN Chi Lai 陳志禮 | RE | 9 | 06 May 2016 | 20 August 2021 |
| CHAN Chi Lai 陳志禮 | RE | 4 | 06 May 2016 | 20 August 2021 |
| CHAN Kin Leung 陳建良 | RO | 9 | 21 July 2020 | 11 August 2021 |
| CHAN Kin Leung 陳建良 | RO | 4 | 21 July 2020 | 11 August 2021 |
| CHAN Kin Leung 陳建良 | RE | 9 | 18 June 2020 | 21 July 2020 |
| CHAN Kin Leung 陳建良 | RE | 4 | 18 June 2020 | 21 July 2020 |
| CHAN Man Li 陳萬里 | RE | 9 | 13 June 2018 | 07 April 2021 |
| CHEN Xin 陳欣 | RE | 9 | 13 September 2016 | 21 July 2017 |
| CHEUNG Lai Yan Charles 張禮仁 | RO | 9 | 22 February 2017 | 20 July 2018 |
| CHEUNG Lai Yan Charles 張禮仁 | RO | 4 | 22 February 2017 | 20 July 2018 |
| CHEUNG Lai Yan Charles 張禮仁 | RE | 9 | 03 January 2017 | 22 February 2017 |
| CHEUNG Lai Yan Charles 張禮仁 | RE | 4 | 03 January 2017 | 22 February 2017 |
| FUNG Si Huen, Alan 馮時煖 | RO | 9 | 06 April 2016 | 02 April 2020 |
| FUNG Si Huen, Alan 馮時煖 | RO | 4 | 06 April 2016 | 02 April 2020 |
| HE Nan 賀楠 | RO | 9 | 07 September 2021 | 30 June 2022 |
| HE Nan 賀楠 | RO | 4 | 07 September 2021 | 30 June 2022 |
| HE Nan 賀楠 | RE | 9 | 09 August 2021 | 07 September 2021 |
| HE Nan 賀楠 | RE | 4 | 09 August 2021 | 07 September 2021 |
| HU Han 胡涵 | RE | 9 | 13 March 2014 | 30 June 2016 |
| HU Han 胡涵 | RE | 4 | 13 March 2014 | 30 June 2016 |
| KANG Di 康迪 | RE | 9 | 07 February 2017 | 09 May 2018 |
| KE Hai 柯海 | RE | 9 | 31 October 2018 | 31 May 2019 |
| LAU Siu Lun 劉兆倫 | RE | 9 | 17 January 2019 | 30 June 2019 |
| LEE Po Chu 李寶珠 | RE | 9 | 24 April 2012 | 26 October 2014 |
| LEE Po Chu 李寶珠 | RE | 4 | 24 April 2012 | 26 October 2014 |
| LI Yao Jun 李耀君 | RE | 9 | 08 February 2017 | 07 May 2021 |
| LI Yao Jun 李耀君 | RE | 4 | 08 February 2017 | 07 May 2021 |
| LING Man Ping 凌曼冰 | RO | 9 | 07 September 2022 | |
| LING Man Ping 凌曼冰 | RO | 4 | 07 September 2022 | |
| LING Man Ping 凌曼冰 | RE | 9 | 12 August 2022 | 07 September 2022 |
| LING Man Ping 凌曼冰 | RE | 4 | 12 August 2022 | 07 September 2022 |
| LIU Hao 劉豪 | RE | 9 | 09 December 2022 | |
| LIU Shih-Chi 劉世祺 | RE | 9 | 02 May 2014 | 03 July 2015 |
| LIU Shih-Chi 劉世祺 | RE | 4 | 02 May 2014 | 03 July 2015 |
| LO Chun Wah 魯震華 | RO | 9 | 14 May 2019 | 14 July 2019 |
| LO Chun Wah 魯震華 | RO | 4 | 14 May 2019 | 14 July 2019 |
| LO Chun Wah 魯震華 | RE | 9 | 13 March 2019 | 14 May 2019 |
| LO Chun Wah 魯震華 | RE | 4 | 13 March 2019 | 14 May 2019 |
| LO Kai Ngai 羅啟藝 | RO | 9 | 04 April 2014 | |
| LO Kai Ngai 羅啟藝 | RO | 4 | 04 April 2014 | |
| LO Wai Man 羅惠文 | RE | 9 | 23 August 2013 | 15 June 2014 |
| LO Wai Man 羅惠文 | RE | 4 | 23 August 2013 | 15 June 2014 |
| LU Chengkai 呂成鍇 | RE | 9 | 12 June 2017 | 10 October 2017 |
| LU Ertai 盧尔泰 | RE | 4 | 07 October 2021 | |
| LU Ertai 盧尔泰 | RE | 9 | 20 August 2019 | |
| MAK Siu Kee, Michael 麥兆麒 | RE | 9 | 23 February 2016 | 19 October 2017 |
| MUI Kay Boon 梅基本 | RE | 9 | 29 January 2015 | 02 July 2015 |
| MUI Kay Boon 梅基本 | RE | 4 | 29 January 2015 | 02 July 2015 |
| NG Lu Yan 吳露恩 | RE | 9 | 07 September 2012 | 15 June 2014 |
| NG Lu Yan 吳露恩 | RE | 4 | 07 September 2012 | 15 June 2014 |
| NGAI Hoi Shan 魏海山 | RE | 9 | 12 March 2012 | 31 August 2014 |
| NGAI Hoi Shan 魏海山 | RE | 4 | 12 March 2012 | 31 August 2014 |
| PAN Hao 潘昊 | RE | 9 | 03 April 2017 | 01 April 2019 |
| PAN Pengyu 潘鵬宇 | RE | 9 | 18 August 2017 | 30 November 2017 |
| POON Mung Yu 潘夢如 | RO | 9 | 16 December 2011 | 16 June 2016 |
| POON Mung Yu 潘夢如 | RO | 4 | 16 December 2011 | 16 June 2016 |
| SHI Yaying 施亞莹 | RE | 9 | 27 November 2017 | 18 April 2020 |
| SIU Chung Wa 蕭頌樺 | RE | 9 | 08 April 2019 | 05 August 2022 |
| SONG Sujin 宋受珍 | RE | 9 | 15 June 2015 | 07 November 2015 |
| SONG Sujin 宋受珍 | RE | 4 | 15 June 2015 | 07 November 2015 |
| TAM Wai Sum 譚惠心 | RE | 9 | 16 February 2016 | 16 October 2016 |
| TAM Wai Sum 譚惠心 | RE | 4 | 16 February 2016 | 16 October 2016 |
| TAN Xianrong 譚顯榮 | RO | 9 | 12 July 2019 | 22 September 2019 |
| TAN Xianrong 譚顯榮 | RO | 4 | 12 July 2019 | 22 September 2019 |
| TAN Xianrong 譚顯榮 | RE | 9 | 19 June 2019 | 12 July 2019 |
| TAN Xianrong 譚顯榮 | RE | 4 | 19 June 2019 | 12 July 2019 |
| TANG Yuk Sang 鄧煜生 | RE | 9 | 25 February 2019 | 10 July 2019 |
| TANG Yuk Sang 鄧煜生 | RE | 4 | 25 February 2019 | 10 July 2019 |
| TSANG Hok Man 曾學文 | RE | 9 | 23 February 2018 | 02 May 2018 |
| TSE Wai Chor 謝偉初 | RE | 4 | 20 May 2014 | 30 November 2014 |
| TSE Wai Chor 謝偉初 | RE | 9 | 20 May 2014 | 30 November 2014 |
| WAN Li 万勵 | RO | 9 | 06 February 2020 | |
| WAN Li 万勵 | RO | 4 | 06 February 2020 | |
| WAN Li 万勵 | RE | 9 | 26 November 2019 | 06 February 2020 |
| WAN Li 万勵 | RE | 4 | 26 November 2019 | 06 February 2020 |
| WAN Yang 萬陽 | RE | 9 | 24 September 2014 | 15 September 2017 |
| WEI Shuyong 魏書咏 | RE | 9 | 18 July 2018 | 09 December 2018 |
| WONG Kenty 黃仲祺 | RE | 9 | 08 June 2018 | 30 November 2019 |
| WU Wing Hong, Simon 胡永康 | RE | 9 | 24 September 2014 | 10 February 2017 |
| WU Wing Hong, Simon 胡永康 | RE | 4 | 24 September 2014 | 10 February 2017 |
| WU Wui Tong 胡匯棠 | RE | 9 | 27 September 2012 | 29 August 2014 |
| WU Wui Tong 胡匯棠 | RE | 4 | 27 September 2012 | 29 August 2014 |
| WU Xia 吳霞 | RE | 9 | 27 July 2015 | 20 October 2020 |
| WU Xia 吳霞 | RE | 4 | 27 July 2015 | 20 October 2020 |
| XU Jinwen 徐錦文 | RO | 9 | 15 December 2017 | 31 January 2020 |
| XU Jinwen 徐錦文 | RO | 4 | 15 December 2017 | 31 January 2020 |
| YAN Ka Lok 甄嘉樂 | RO | 9 | 26 June 2014 | 31 March 2016 |
| YAN Ka Lok 甄嘉樂 | RO | 4 | 26 June 2014 | 31 March 2016 |
| YEUNG King Yip 楊敬業 | RE | 9 | 20 February 2019 | |
| YICK Kit Sum, Winsome 易潔心 | RE | 9 | 16 January 2012 | 06 June 2014 |
| YICK Kit Sum, Winsome 易潔心 | RE | 4 | 16 January 2012 | 06 June 2014 |
| YUNG Cheuk Yin 容卓彥 | RE | 9 | 16 February 2017 | 30 August 2017 |
| YUNG Cheuk Yin 容卓彥 | RE | 4 | 16 February 2017 | 30 August 2017 |