SFC Licences of SING Raymond Pui Choy 成培洲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
AS Capital Limited | RE | 1 | 22 July 2021 | |
T.F.S. Derivatives HK Limited | RE | 1 | 21 July 2015 | 09 September 2020 |
ICAP Equities Asia Limited | RE | 1 | 07 May 2009 | 25 July 2014 |
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 1 | 13 July 2005 | 15 February 2006 |
BGC Securities (Hong Kong) LLC | RE | 1 | 05 May 2005 | 13 July 2005 |