SFC Licences of CHIA Wei Chen 謝偉政
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Complus Asset Management Limited 金栢資產管理有限公司 | RE | 9 | 14 December 2018 | 16 March 2020 |
| Max Giant Limited 巨溢有限公司 | RE | 9 | 03 August 2016 | 03 May 2018 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 16 November 2005 | 29 January 2007 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 16 November 2005 | 29 January 2007 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 1 | 16 November 2005 | 29 January 2007 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 7 | 20 May 2005 | 28 September 2005 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 20 May 2005 | 28 September 2005 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 20 May 2005 | 28 September 2005 |