SFC Licences of HO Yuk Yin, Connie 何玉燕
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Ahead Asset Management Limited 正得資產管理有限公司 | RO | 9 | 23 August 2022 | |
| Ahead Asset Management Limited 正得資產管理有限公司 | RO | 4 | 23 August 2022 | |
| IPP Financial Advisers Limited 盈加理財顧問有限公司 | RO | 4 | 17 February 2017 | 04 May 2020 |
| IPP Financial Advisers Limited 盈加理財顧問有限公司 | RO | 1 | 17 February 2017 | 04 May 2020 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RO | 4 | 17 March 2009 | 01 September 2015 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RO | 1 | 17 March 2009 | 01 September 2015 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 4 | 24 May 2005 | 17 March 2009 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 1 | 24 May 2005 | 17 March 2009 |