SFC Licences of CHEN Lei 陳雷

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 19 June 2006 02 August 2010
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 19 June 2006 02 August 2010
Merrill Lynch Far East Limited RE 6 06 June 2005 17 May 2006
Merrill Lynch Far East Limited RE 4 06 June 2005 17 May 2006
Merrill Lynch Far East Limited RE 1 06 June 2005 17 May 2006
Merrill Lynch (Asia Pacific) Limited RE 6 06 June 2005 17 May 2006
Merrill Lynch (Asia Pacific) Limited RE 4 06 June 2005 17 May 2006
Merrill Lynch (Asia Pacific) Limited RE 1 06 June 2005 17 May 2006