SFC Licences of YAU Ka Chi 邱家智
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 1 | 03 September 2009 | |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 | RE | 1 | 07 July 2008 | 19 August 2009 |
| Tai Shing Stock Investment Co. Limited 大盛証券投資有限公司 | RE | 1 | 02 August 2007 | 02 July 2008 |
| Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 | RE | 3 | 30 May 2005 | 31 March 2007 |
| Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 30 May 2005 | 31 March 2007 |