SFC Licences of WONG Hoi Yin, Molly 黃海燕
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 5 | 26 May 2006 | 19 April 2007 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 4 | 26 May 2006 | 19 April 2007 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 2 | 15 May 2006 | 19 April 2007 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 1 | 15 May 2006 | 19 April 2007 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 27 October 2005 | 28 March 2006 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 30 June 2005 | 28 March 2006 |