SFC Licences of CHAN Pui Nga 陳佩雅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BNS Securities (HK) Limited | RO | 4 | 12 October 2020 | 20 April 2023 |
BNS Securities (HK) Limited | RO | 1 | 12 October 2020 | 20 April 2023 |
Bank of Nova Scotia, The 加拿大豐業銀行 | 4 | 28 August 2017 | ||
Bank of Nova Scotia, The 加拿大豐業銀行 | 1 | 28 August 2017 | ||
Dresdner Kleinwort Securities (Asia) Limited 德利佳華證券(亞洲)有限公司 | RE | 4 | 30 June 2005 | 15 May 2007 |
Dresdner Kleinwort Securities (Asia) Limited 德利佳華證券(亞洲)有限公司 | RE | 1 | 30 June 2005 | 15 May 2007 |