SFC Licences of CHAN Pui Nga 陳佩雅

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BNS Securities (HK) Limited RO 4 12 October 2020 20 April 2023
BNS Securities (HK) Limited RO 1 12 October 2020 20 April 2023
Bank of Nova Scotia, The 加拿大豐業銀行 4 28 August 2017
Bank of Nova Scotia, The 加拿大豐業銀行 1 28 August 2017
Dresdner Kleinwort Securities (Asia) Limited 德利佳華證券(亞洲)有限公司 RE 4 30 June 2005 15 May 2007
Dresdner Kleinwort Securities (Asia) Limited 德利佳華證券(亞洲)有限公司 RE 1 30 June 2005 15 May 2007