SFC Licenceholders of BNS Securities (HK) Limited
- bnsshk@scotiabank.com
- Website
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CARTER Ramsay James | RO | 4 | 10 May 2019 | 15 April 2021 |
| CARTER Ramsay James | RO | 1 | 10 May 2019 | 15 April 2021 |
| CHAN Pui Nga 陳佩雅 | RO | 4 | 12 October 2020 | 20 April 2023 |
| CHAN Pui Nga 陳佩雅 | RO | 1 | 12 October 2020 | 20 April 2023 |
| CHEUNG Wing Kwan 張穎君 | RE | 1 | 28 October 2020 | 17 March 2021 |
| GAN Jia C 干嘉琛 | RO | 4 | 12 October 2020 | 11 January 2022 |
| GAN Jia C 干嘉琛 | RO | 1 | 12 October 2020 | 11 January 2022 |
| GAN Jia C 干嘉琛 | RE | 4 | 03 July 2019 | 12 October 2020 |
| GAN Jia C 干嘉琛 | RE | 1 | 03 July 2019 | 12 October 2020 |
| KASHYAP Sunil | RO | 4 | 10 May 2019 | 15 April 2021 |
| KASHYAP Sunil | RO | 1 | 10 May 2019 | 15 April 2021 |
| KASHYAP Sunil | RO | 2 | 10 May 2019 | 30 October 2020 |
| LAM Sui Ki 林瑞祺 | RE | 1 | 28 June 2022 | 12 December 2022 |
| NA Kihak 羅基鹤 | RE | 1 | 28 October 2020 | 12 December 2022 |
| NA Kihak 羅基鹤 | RE | 4 | 28 October 2020 | 12 December 2022 |
| OR Wing Fai 柯永輝 | RE | 2 | 21 October 2019 | 30 October 2020 |
| SATO Toshihisa 佐藤敏久 | RO | 2 | 10 May 2019 | 30 October 2020 |
| SO Ka Ying 蘇家塋 | RE | 1 | 03 June 2021 | 20 August 2021 |
| YEUNG Queenie Wan Man 楊韻汶 | RO | 4 | 02 July 2021 | 31 December 2022 |
| YEUNG Queenie Wan Man 楊韻汶 | RO | 1 | 02 July 2021 | 31 December 2022 |
| YEUNG Sze Wing 楊時榮 | RE | 1 | 25 October 2021 | 29 December 2021 |