SFC Licences of LAI Wing Chung, Andy 黎穎聰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 | RE | 1 | 15 November 2007 | 10 January 2011 |
OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀 (香港) 有限公司 | RE | 1 | 07 November 2005 | 21 July 2006 |
OCBC Futures Investment (Hong Kong) Limited 華僑期貨投資 (香港) 有限公司 | RE | 2 | 01 November 2005 | 21 July 2006 |
CMB International Futures Limited 招銀國際期貨有限公司 | RE | 2 | 04 July 2005 | 07 October 2005 |