SFC Licences of BRADSHAW Stephanie 李婉青

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Nomura Securities (Hong Kong) Limited	RE	2	04 February 2010	04 May 2010
Nomura Securities (Hong Kong) Limited	RE	1	12 October 2009	04 May 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	2	12 October 2009	04 May 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	1	12 October 2009	04 May 2010
Nomura Futures (Hong Kong) Limited	RE	2	12 October 2009	19 February 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	4	12 May 2009	04 May 2010
Nomura Securities (Hong Kong) Limited	RE	1	10 December 2008	05 May 2009
Nomura Futures (Hong Kong) Limited	RE	2	10 December 2008	05 May 2009
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	2	10 October 2008	05 May 2009
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	1	10 October 2008	05 May 2009
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司	RE	2	22 January 2008	29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司	RE	1	22 January 2008	29 September 2008
UBS Securities Asia Limited	RE	2	10 June 2005	22 December 2007
UBS Securities Asia Limited	RE	1	10 June 2005	22 December 2007