SFC Licences of FAY Sharon Ellen

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 4 16 September 2019 19 September 2019
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 4 16 March 2015 18 March 2015
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 1 20 February 2014 21 February 2014
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 4 18 March 2013 21 March 2013
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 4 13 October 2010 15 October 2010
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 4 09 April 2010 17 April 2010
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 4 10 October 2006 13 October 2006
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 4 08 July 2005 14 July 2005